Brokerage Regulatory Licensing
We assist Start Up Brokers with Offshore & Onshore Licensing thru our Channel Partners in UAE and based globally.
Offshore Licensing
Thru our global business associates, we assist clients in setting up offshore companies and guide them to apply for offshore brokerage licenses and facilitate them to open corporate bank accounts for their business. Some of the markets where we assist our clients to set up offshore companies are: –
Saint Lucia
Anguilla
Comoros
Onshore Licensing
We have tie ups with global consulting firms and thru our partner network, we assist in below regulated licenses for Multi- Asset Brokers specializing in Exchanged Traded Derivatives and OTC – FX & CFDs Markets.
Investment Dealer Licenses in Mauritius
Investment Dealer Licenses in Seychelles
Brokerage Licenses in DIFC (Dubai International Financial Centre)
Brokerage Licenses in ADGM (Abu Dhabi Global Market)
Licenses in UAE from SCA (Securities & Commodities Authority)
Licenses in UAE from VARA (Virtual Assets Regulatory Authority)
Compliance Consulting
Our dedicated experts ensure that all compliances are followed and in adherences with law, our process is as follows.
Regulatory knowledge
we provide updated information on regulatory changes and help organizations understand their compliance obligations.
Risk assessment
This involves evaluating existing policies, procedures, and controls, and
recommending necessary improvements to mitigate risks.
Compliance program development
we design and implement robust compliance programs tailored to your specific needs. This includes developing policies, procedures, and control frameworks to ensure adherence to regulatory requirements.
Monitoring and auditing
Regular monitoring and auditing are crucial to ensure ongoing compliance.
Regulatory liaison
Act as a liaison between organizations and regulatory authorities.responding to inquiries, managing regulatory relationships, and facilitating compliance inspections or audits.
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